588 CHAPTER 22. HILBERT SPACES

As noted, this orthonormal set A∞ is countable. Let it be {uk}Nk=1 where N ≤ ∞. Thus

for x ∈ H,Ax ∈ A(H)⊆ A(H) and so, by Corollary 22.4.4,

Ax =N

∑k=1

(Ax,uk)uk =N

∑k=1

(x,Auk)uk =N

∑k=1

λ k (x,uk)uk (22.17)

and the series converges. Also, the formula implies directly that Aum = λ mum so |λ m| ≤∥A∥.

I claim limsupn→∞ |λ n|= 0. If this were not so, then for some ε > 0, 0 < ε ≤ |λ n| fora subsequence still denoted as λ n but then

∥Aun−Aum∥2 = ∥λ nun−λ mum∥2 = |λ n|2 + |λ m|2 ≥ 2ε2

and so there could not exist a convergent subsequence of {Auk}∞

k=1 contrary to the assump-tion that A is compact. This verifies the claim that limn→∞ λ n = 0. Also, since |λ m| ≤ ∥A∥ ,if S ⊆ N, supm∈S |λ m| = maxm∈S |λ m| and so, we can re-number the uk if necessary suchthat the eigenvalues satisfy |λ k| ≥ |λ k+1| for all k. Thus, if λ m = 0 for some m, it followsfrom 22.17 that A(H) is contained in the span of finitely many of the vectors {uk}. ■

Define v⊗u ∈L (H,H) by v⊗u(x) = (x,u)v, then 22.17 is of the form

A =N

∑k=1

λ kuk⊗uk

This is the content of the following corollary.

Corollary 22.5.4 The main conclusion of the above theorem can be written as A =

∑Nk=1 λ kuk⊗uk where the convergence of the partial sums takes place in the operator norm.

Proof: Without loss of generality, assume N = ∞.∣∣∣∣∣((

A−n

∑k=1

λ kuk⊗uk

)x,y

)∣∣∣∣∣=∣∣∣∣∣(

Ax−n

∑k=1

λ k (x,uk)uk,y

)∣∣∣∣∣=

∣∣∣∣∣(

∑k=n

λ k (x,uk)uk,y

)∣∣∣∣∣=∣∣∣∣∣ ∞

∑k=n

λ k (x,uk)(uk,y)

∣∣∣∣∣≤ |λ n|

(∞

∑k=n|(x,uk)|2

)1/2(∞

∑k=n|(y,uk)|2

)1/2

≤ |λ n|∥x∥∥y∥

It follows ∥(A−∑nk=1 λ kuk⊗uk)(x)∥ ≤ |λ n|∥x∥ ■

Corollary 22.5.5 Let A be a compact self adjoint operator and

A =N

∑k=1

λ kuk⊗uk

where Auk = λ kuk with ∥uk∥= 1, the |λ k| decreasing. Then |λ k+1|= ∥Ak∥ where Ak is therestriction of A to {u1, ...,uk}⊥.

588 CHAPTER 22. HILBERT SPACESAs noted, this orthonormal set 2% is countable. Let it be {u,}j_, where N < oo. Thusfor x € H,Ax € A(H) CA (A) and so, by Corollary 22.4.4,NNAx=) ( AX,Ug)U = 2 (Aun) ak=1 k=1teAk (x, UK) UK (22.17)k=1and the series converges. Also, the formula implies directly that Aujy, = AmuUm SO |Am| <|All.I claim limsup,,,.. |An| = 0. If this were not so, then for some € > 0,0 < € < |A,,| fora subsequence still denoted as 2, but then\|Aun — Aun ||” = ||Antin —AmUm||” = |An|? +|Am|? > 2€?and so there could not exist a convergent subsequence of {Au; };__, contrary to the assump-tion that A is compact. This verifies the claim that lim,_,.. A, = 0. Also, since |Am| < Al],if SCN, sup,,cs|Am| = Maxmes |Am| and so, we can re-number the uz if necessary suchthat the eigenvalues satisfy |A,| > |Ax+1| for all k. Thus, if 2,, =0 for some m, it followsfrom 22.17 that A (H) is contained in the span of finitely many of the vectors {u,}.Define v@u € 2 (H,H) by v@u(x) = (x,u)v, then 22.17 is of the formNA= y Aue @ Ugk=1This is the content of the following corollary.Corollary 22.5.4 The main conclusion of the above theorem can be written as A =ye A jug ® uz where the convergence of the partial sums takes place in the operator norm.Proof: Without loss of generality, assume N = ©,| [(- y. nou) vs) = [a y eto)k=1 k=1= [Eactnadm) = ¥ Ae (2,0) (ues)k=n k=nIAoo 1/2 oo 1/2|An| e (smo e oom) < |An| [lal lly=n k=nIt follows ||(A — Di, Agug @ ux) (x) || < |An| |||]Corollary 22.5.5 Let A be a compact self adjoint operator andNA= y? Aug ® Ugk=lwhere Aug = Agu with ||ux|| = 1, the |A,x| decreasing. Then |Ax+1| = ||Ax|| where Ax is therestriction of A to {uy,...,Ug}~-