6.4. SCHUR’S THEOREM 159

Explain why (An + an−1A

n−1 + · · ·+ a1A+ a0I)v = 0

If A is nondefective, give a very easy proof of the Cayley Hamilton theorem based onthis. Recall this theorem says A satisfies its characteristic equation,

An + an−1An−1 + · · ·+ a1A+ a0I = 0.

46. Suppose an n× n nondefective matrix A has only 1 and −1 as eigenvalues. Find A12.

47. Suppose the characteristic polynomial of an n×n matrix A is 1−λn. Find Amn wherem is an integer. Hint: Note first that A is nondefective. Why?

48. Sometimes sequences come in terms of a recursion formula. An example is the Fi-bonacci sequence.

x0 = 1 = x1, xn+1 = xn + xn−1

Show this can be considered as a discreet dynamical system as follows.(xn+1

xn

)=

(1 1

1 0

)(xn

xn−1

),

(x1

x0

)=

(1

1

)

Now use the technique of Problem 44 to find a formula for xn.

49. Let A be an n× n matrix having characteristic polynomial

det (λI −A) = λn + an−1λn−1 + · · ·+ a1λ+ a0

Show that a0 = (−1)ndet (A).

6.4 Schur’s Theorem

Every matrix is related to an upper triangular matrix in a particularly significant way. Thisis Schur’s theorem and it is the most important theorem in the spectral theory of matrices.

Lemma 6.4.1 Let {x1, · · · ,xn} be a basis for Fn. Then there exists an orthonormal ba-sis for Fn, {u1, · · · ,un} which has the property that for each k ≤ n, span(x1, · · · ,xk) =span (u1, · · · ,uk) .

Proof: Let {x1, · · · ,xn} be a basis for Fn. Let u1 ≡ x1/ |x1| . Thus for k = 1,span (u1) = span (x1) and {u1} is an orthonormal set. Now suppose for some k < n,u1, · · · , uk have been chosen with (uj · ul) = δjl and span (x1, · · · ,xk) = span (u1, · · · ,uk).Then define

uk+1 ≡xk+1 −

∑kj=1 (xk+1 · uj)uj∣∣∣xk+1 −

∑kj=1 (xk+1 · uj)uj

∣∣∣ , (6.10)

where the denominator is not equal to zero because the xj form a basis and so

xk+1 /∈ span (x1, · · · ,xk) = span (u1, · · · ,uk)

Thus by induction,

uk+1 ∈ span (u1, · · · ,uk,xk+1) = span (x1, · · · ,xk,xk+1) .

6.4. SCHUR’S THEOREM 159Explain why(A” + a,-1A""! +--+ 4+a,A + aol) v =0If A is nondefective, give a very easy proof of the Cayley Hamilton theorem based onthis. Recall this theorem says A satisfies its characteristic equation,A” + an A™ tb +--+ +a,A+ aol = 0.46. Suppose an n X n nondefective matrix A has only 1 and —1 as eigenvalues. Find A!?.47. Suppose the characteristic polynomial of an n x n matrix A is 1— A”. Find A”” wherem is an integer. Hint: Note first that A is nondefective. Why?48. Sometimes sequences come in terms of a recursion formula. An example is the Fi-bonacci sequence.Go = 1= 41, Inp1 = Ly + y-1Show this can be considered as a discreet dynamical system as follows.n+l _ 1 1 Xn X _ 1Ln 7 1 0 In—-1 ) Xo 7 1Now use the technique of Problem 44 to find a formula for x).49. Let A be an n x n matrix having characteristic polynomialdet (AI — A) =A" Fan"! +--+ Fad + a0Show that ap = (—1)” det (A).6.4 Schur’s TheoremEvery matrix is related to an upper triangular matrix in a particularly significant way. Thisis Schur’s theorem and it is the most important theorem in the spectral theory of matrices.Lemma 6.4.1 Let {x1,--+ ,Xn} be a basis for F”. Then there exists an orthonormal ba-sis for F", {uy,:-+,Un} which has the property that for each k <n, span(x1,-+- ,X-¢) =span (Uy,°-: , Ug).Proof: Let {x,,---,xn} be a basis for F”. Let uy = x1/|x1|. Thus for k = 1,span (u,) = span(x,) and {u,} is an orthonormal set. Now suppose for some k < n,uj, °-+, Ug have been chosen with (u; - uy) = 6;; and span (x1,--- ,X,) = span (uj,--- , Ug).Then definekx _ - 7 (X *u;)U;sey = ELS She Gem my) «o.0)kXe+1 — Dojaa (Ke+1 + Uy) Uywhere the denominator is not equal to zero because the x; form a basis and soXp41 ¢ span (X1,-+- ,X") = span (ui,--+ , Ug)Thus by induction,Upsi € Span (Uy,-°-* , Ug, Xe41) = Span (X1,°-* ,XR,Xe41)-