360 CHAPTER 14. NUMERICAL METHODS, EIGENVALUES

You can begin with u1=(1, · · · , 1)T and apply the above procedure. However, you canaccelerate the process if you begin with Anu1 and then divide by the largest entry to getthe first approximate eigenvector. Thus 5 −14 11

−4 4 −4

3 6 −3

20 1

1

1

 =

 2. 555 8× 1021

−1. 277 9× 1021

−3. 656 2× 1015

Divide by the largest entry to obtain a good aproximation. 2. 555 8× 1021

−1. 277 9× 1021

−3. 656 2× 1015

 1

2. 555 8× 1021=

 1.0

−0.5

−1. 430 6× 10−6

Now begin with this one. 5 −14 11

−4 4 −4

3 6 −3

 1.0

−0.5

−1. 430 6× 10−6

 =

 12. 000

−6. 000 0

4. 291 8× 10−6

Divide by 12 to get the next iterate. 12. 000

−6. 000 0

4. 291 8× 10−6

 1

12=

 1.0

−0.5

3. 576 5× 10−7

Another iteration will reveal that the scaling factor is still 12. Thus this is an approxi-mate eigenvalue. In fact, it is the largest eigenvalue and the corresponding eigenvector

is(

1.0 −0.5 0). The process has worked very well.

14.1.1 The Shifted Inverse Power Method

This method can find various eigenvalues and eigenvectors. It is a significant generalizationof the above simple procedure and yields very good results. One can find complex eigenvaluesusing this method. The situation is this: You have a number α which is close to λ, someeigenvalue of an n × n matrix A. You don’t know λ but you know that α is closer to λthan to any other eigenvalue. Your problem is to find both λ and an eigenvector which goeswith λ. Another way to look at this is to start with α and seek the eigenvalue λ, which isclosest to α along with an eigenvector associated with λ. If α is an eigenvalue of A, thenyou have what you want. Therefore, I will always assume α is not an eigenvalue of A andso (A− αI)

−1exists. The method is based on the following lemma.

Lemma 14.1.3 Let {λk}nk=1 be the eigenvalues of A. If xk is an eigenvector of A for the

eigenvalue λk, then xk is an eigenvector for (A− αI)−1

corresponding to the eigenvalue1

λk−α . Conversely, if

(A− αI)−1

y =1

λ− αy (14.3)

and y ̸= 0, then Ay = λy.